Beschreibung

Compliance & Risk Management Officer - 6-month mission, with possibility of extensionOn behalf of our client, an asset manager regulated by FINMA specializing in impact investing, we are looking for a Compliance & Risk Management Officer to ensure a transition within the Risk & Compliance team. The company manages several funds invested primarily in private debt in emerging markets, with a strong social impact dimension, as well as a UCITS fund invested in listed assets.In the context of a temporary replacement of a key member of management and to ensure the continuity of compliance and risk management activities, we are looking for a professional capable of integrating quickly, working closely with the CFO and management, and acting as a point of contact for regulatory, internal control, and risk management matters.This mission, based in Geneva or Zurich, aims to ensure an effective transition within the Risk & Compliance function. We are looking for a professional available as soon as possible, with a desired start date in early August or, at the latest, early September. The mission is planned for an initial duration of six months at a 50% activity rate, with the possibility of evolution depending on needs.Main responsibilitiesCompliance- Prepare quarterly compliance reports for Management and the Board of Directors- Contribute to regulatory audits and coordinate auditor requests- Validate AML/KYC alerts and contribute to the anti-money laundering system- Act as a point of contact for management companies, auditors, and regulatory authorities- Manage interactions with FINMA regarding submissions via its portal and transmit annual regulatory questionnaires- Advise sales teams on cross-border activity rules and regulations- Perform and supervise Internal Control System (ICS) checks- Ensure regulatory monitoring and update internal policies and procedures- Organize and provide compliance training to ManagementRisk Management- Produce quarterly risk management reports for management and the Board of Directors- Conduct annual risk assessments of funds- Conduct annual AML risk assessments- Monitor risks related to market conduct rules- Maintain and update the risk matrix- Feed external risk monitoring tools for the UCITS fund- Prepare monthly risk-related reporting- Participate in investment committee meetings- Perform ad-hoc checks of pre-trade and post-trade processesWe are looking for a profile meeting the following criteria:- Higher education in law, finance, risk management, compliance, or an equivalent field- Confirmed experience in Compliance and/or Risk Management within an asset manager, bank, financial company, or FINMA-regulated environment- Good knowledge of the Swiss regulatory framework applicable to asset managers- Experience with AML/KYC topics, internal control, regulatory reporting, and risk management- Ability to interact with high-level stakeholders (Management, Board of Directors, auditors, regulatory authorities)- Proficiency in professional English, both oral and written- Autonomy, rigor, and sense of responsibility- Mid-level to senior profile, capable of being operational quickly while integrating sustainably into the teams- Availability for a part-time, initial six-month mission with the possibility of evolution jidf91514daen jit0625aen jpiy26aen