Description

Compliance Specialist 60%

Compliance Specialist 60%

We are looking for a Compliance Specialist with expertise in Best Execution and financial markets regulation to support the drafting, review, and maintenance of Best Execution policies, standards, and governance frameworks.

Compliance Specialist 60%

description:

  • Draft, review, and maintain Best Execution policies, standards, and governance frameworks.
  • Ensure Best Execution arrangements comply with applicable financial markets regulations.
  • Provide subject-matter expertise on Best Execution requirements and regulatory compliance.
  • Review and maintain internal policies and procedures in line with regulatory expectations.
  • Support the continuous alignment of Best Execution frameworks with industry best practices.
  • Collaborate with internal stakeholders and external partners on regulatory and compliance matters.

Requirements:

  • Education: Law degree or proven expertise as a Best Execution Specialist.
  • Regulatory Expertise: Strong knowledge of financial markets regulation and Best Execution requirements.
  • Relevant Experience: Experience with drafting, reviewing, or maintaining Best Execution policies and governance frameworks.
  • Analytical Skills: Strong analytical capabilities and attention to detail.
  • Communication: Excellent written and verbal communication skills.
  • Stakeholder Management: Ability to work collaboratively with internal stakeholders and external partners.
  • Swisslinx AG
    Löwenstrasse 29
    8001 Zürich
    jide868e56ob jit1044ob jiy26ob